Vitable Compliance Library
Health Benefits & ACA · Massachusetts

Massachusetts HIRD, Form 1099-HC, and Employer Mandate Rules for Home Care Agencies

Last reviewed: September 15, 2026 · Reviewed by Connor Kunz, Head of Content · What changed: Restructured around Massachusetts filing rules; added filing and deadline tables; shared federal rules moved to the national hub.
MA Health Connector
Exchange
Yes
Medicaid expansion
Yes
State 1095 filing
No
Auto-IRA mandate
The short answer Massachusetts has had its own individual mandate since 2006, and it produces two employer obligations the IRS rules don't. Every employer with 6 or more Massachusetts employees must file the annual Health Insurance Responsibility Disclosure (HIRD) through MassTaxConnect between November 15 and December 15, whether or not it offers coverage; knowingly failing to file carries a $1,000–$5,000 penalty per violation. Separately, Massachusetts residents need Form MA 1099-HC by January 31; carriers issue it for insured plans, but employers with self-insured or level-funded plans are responsible for making sure their Massachusetts employees receive it and the data reaches DOR, at $50 per individual (up to $50,000 a year) if they don't. Separately, the federal employer mandate applies if you averaged 50 or more full-time-equivalent employees last year, and for home care agencies the count almost always turns on how part-time caregiver hours are added up.

Does your agency have to file with Massachusetts?

Massachusetts requires entities that provide minimum essential coverage to Massachusetts residents to report it to the Massachusetts Department of Revenue (DOR). In practice that means:

Your situationWho filesWhat gets filed
Any plan (or no plan), 6+ MA employeesYou, the employerHIRD report via MassTaxConnect, Nov 15 – Dec 15 each year
Fully insured group planThe carrierCarrier issues Form MA 1099-HC to covered MA residents by Jan 31 and reports to DOR
Self-insured or level-funded planYou, the employerEnsure MA employees receive Form MA 1099-HC by Jan 31 and the data reaches DOR (bulk electronic filing if the carrier/TPA does not do it)
Under 6 MA employees, no planNo oneNo HIRD; nothing to file (but see the employer mandate below)

The HIRD is unusual: it applies regardless of whether you offer coverage and regardless of ALE status, and it collects plan details DOR uses for MassHealth premium assistance. You count as having 6+ employees if you reported six or more on any DUA quarterly wage report in the past 12 months; an out-of-state employer that does not file DUA reports counts anyone hired for wages to perform work in Massachusetts.

mass.gov ↗

Massachusetts deadlines and penalties

DateObligationApplies toPenalty
November 15 – December 15File the HIRD via MassTaxConnectEvery employer with 6+ MA employees$1,000–$5,000 per violation for knowingly failing to file or falsifying (M.G.L. c. 118E, § 78). DOR notes the information reported is not itself used to impose penalties
January 31Furnish Form MA 1099-HC to covered MA residents and report to DORCarriers (insured); employers (self-insured)$50 per individual, up to $50,000 per year

Note the HIRD falls in Q4 of the coverage year, unlike every other reporting item on this page, which falls in Q1 of the following year.

mass.gov ↗ · malegislature.gov ↗

Is your agency an Applicable Large Employer?

Count full-time employees (30+ hours a week or 130+ a month) and add full-time equivalents from everyone else: total part-time hours in the month ÷ 120. Average the monthly totals over the prior calendar year.

Worked example. A Massachusetts agency has 45 caregivers and office staff at 130+ hours a month, plus 30 part-time caregivers averaging 60 hours a month.

  • Full-time employees: 45
  • Part-time FTEs: 30 × 60 = 1,800 hours ÷ 120 = 15
  • Total: 60 → the agency is an ALE.

Two home care specifics. Entities under common ownership are combined under the controlled-group rules, so multiple agency LLCs or franchise territories with the same owners count as one employer. And caregivers with variable hours can be classified using the IRS look-back measurement method (a 3–12 month measurement period followed by a stability period), which is how most agencies decide who must be offered coverage without re-running the math every month.

IRS, Identifying full-time employees ↗

What an ALE owes if it doesn't comply (2026 amounts)

  • 4980H(a), no offer: if you don't offer minimum essential coverage to at least 95% of full-time employees and any one of them gets a subsidy on the Massachusetts Health Connector, you owe $3,340 per full-time employee minus the first 30. In the example above: (45 − 30) × $3,340 = $50,100 a year, triggered by a single subsidized caregiver.
  • 4980H(b), unaffordable offer: if you offer coverage that's unaffordable or below minimum value, you owe $5,010 for each full-time employee who enrolls in a subsidized marketplace plan.

IRS Rev. Proc. 2025-26 ↗

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Which Massachusetts caregivers can actually trigger a penalty

Penalties are only triggered when a full-time employee actually receives a premium tax credit on the marketplace. Who can get one depends on income:

Caregiver household incomeCan they get a marketplace subsidy?Can they trigger a penalty for you?
Below 138% FPLNo. Massachusetts expanded Medicaid, so adults to 138% FPL qualify for Medicaid and cannot receive a marketplace creditNo
138%–400% FPLYesYes — each one is a potential $5,010 (b) trigger, or the single trigger for the (a) penalty
Above 400% FPLGenerally no in 2026, now that the enhanced credits have expiredNo

Massachusetts expanded Medicaid (MassHealth); combined with ConnectorCare, low-wage caregivers have broad subsidized options. kff.org ↗

Massachusetts runs the Health Connector, the nation's oldest exchange, with ConnectorCare subsidized plans. mahealthconnector.org ↗

What counts as "affordable" for a Massachusetts caregiver in 2026

Coverage is affordable if the caregiver's self-only contribution is no more than 9.96% of household income. Since you can't know household income, the IRS provides three safe harbors:

Safe harborHow it's calculated2026 monthly ceiling for a Massachusetts caregiver
Federal poverty lineFPL × 9.96% ÷ 12$129.89 regardless of wage
Rate of payLowest hourly rate × 130 hours × 9.96%$194.22 at the $15.00 minimum
W-2 wages9.96% of Box 1 wagesVaries; known only after year-end

The Massachusetts-specific point: because the state minimum wage is $15.00, the rate-of-pay safe harbor gives Massachusetts agencies far more room than the $129.89 FPL figure most national guides quote. An agency paying $15.00 can charge up to $194.22 a month for self-only coverage and still be safe from the (b) penalty. Use each caregiver's actual lowest hourly rate; where local minimums are higher, the ceiling is higher still.

A CHOICE (formerly known as ICHRA) counts as an offer of coverage. It's affordable if the caregiver's cost for the lowest-cost self-only silver plan on the Massachusetts Health Connector for their rating area, minus your monthly allowance, stays within the 9.96% test.

IRS Rev. Proc. 2025-25 ↗ · IRS HRAs ↗ · minimum wage → see the Massachusetts wage & hour page

2026 compliance calendar: Massachusetts and federal together

DateObligationWhoAuthority
OngoingTrack caregiver hours under your measurement/stability periodsALEsIRS
Mar 2, 2026Furnish Form 1095-C to full-time employees, or post a website notice and furnish within 30 days on requestALEsIRS
Mar 31, 2026E-file Forms 1094-C/1095-C with the IRS (e-filing required at 10+ returns)ALEsIRS
Jan 31, 2026Furnish Form MA 1099-HC to covered MA residentsCarriers; self-insured employersMA DOR
Nov 15 – Dec 15, 2026File the HIRD for 2026Every employer with 6+ MA employeesMA DOR

The Massachusetts rows apply to self-insured/level-funded sponsors (and to every employer for any item marked as such above); the IRS rows apply to ALEs. If you also employ caregivers who live in other reporting states under a self-insured plan, see the state-by-state ACA hub.

IRS, Information reporting by ALEs ↗

Other Massachusetts benefit mandates that touch home care agencies

These aren't ACA rules, but they land on the same desk.

  • MA PFML. Massachusetts PFML provides up to 12 weeks family / 20 weeks medical (26 combined) leave, funded by a payroll contribution (0.88% of wages in 2026 for 25+ headcount employers; employers under 25 are exempt from the employer share). mass.gov ↗

Frequently asked questions

We don't offer health insurance. Do we still file the HIRD?

Yes, if you have 6 or more Massachusetts employees. The HIRD is required regardless of whether you offer coverage, and knowingly failing to file carries a $1,000–$5,000 penalty per violation.

Our plan is fully insured. Do we have to do anything about Form 1099-HC?

The carrier issues it. Confirm with the carrier that Massachusetts residents received it by January 31 and keep that confirmation; the $50-per-individual penalty attaches to whoever fails to furnish or report.

We're a New Hampshire agency with a few caregivers who work in Massachusetts. Does the HIRD apply?

Count the employees you reported on Massachusetts DUA quarterly wage reports in the past 12 months. If that reaches six in any report, you file. Out-of-state employers that don't file DUA reports count anyone hired for wages to perform work in Massachusetts.

We have 48 full-time caregivers and a handful of part-timers. Are we under the threshold?

Probably not. Add the part-timers' monthly hours and divide by 120. Two part-timers at 120 hours a month between them add one FTE, which puts you at 49; a third pushes you to 50 and ALE status the following year.

Can a caregiver on Medicaid trigger a penalty against us?

No. Penalties are triggered only by full-time employees who receive a marketplace premium tax credit. Massachusetts caregivers below 138% FPL qualify for Medicaid instead, so they can't trigger 4980H. Caregivers between 138% and 400% FPL can.

We pay the Massachusetts minimum of $15.00. What's the most we can charge for self-only coverage?

Under the rate-of-pay safe harbor, $15.00 × 130 hours × 9.96% = $194.22 a month in 2026. That's well above the $129.89 FPL figure, so rate of pay is the better harbor for Massachusetts agencies.

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Not legal advice. Confirm details with the cited official sources or counsel. Full disclaimer

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